Risk and Compliance Reporting (synchronous E-Learning)

At the end of the 2-day course, participants will be able to

• Define and understand the role of regulatory reporting and implications of non-compliance
• Gain an overview of regulatory obligations applicable to financial institutions
• Understand the process to collect, document, organise and verify data and evidence needed for reporting purposes
• Draft regulatory documents according to defined templates and format
• Identify and make recommendations on regulatory reporting process

What You'll Learn

Regulatory reporting is a requirement for businesses from highly regulated sectors to demonstrate compliance with the necessary regulatory provisions. Reporting is scheduled or on-demand depending on compliance requirements mandated by regulators. To ensure organisations are able to meet the respective obligations, it is crucial to ensure that employees are equipped with the competencies to analyse and assess risks and control, documents, and report on findings for review by management.

Minimum Entry Requirement

Participants should have relevant qualification or experience in Science, Technology, Engineering or Math (STEM).