Chartered Fintech Professional (cftp) Level 2 Training Module 4: Compliance and Risk Management

At the end of the 2-day module, participants will be able to:

• Understand why Technology Risk Management (TRM) is important, especially for financial institutions
• Review the importance of Technology Risk Management (TRM) for companies
• Discuss the issues of regulation and governance in the context of decentralisation
• Discuss the concepts of decentralisation, regulation and governance
• Outline the evolution of the Internet as an enabling technology for the decentralisation of social processes
• Review distinguished examples where regulation and governance in a decentralised setting applies

What You'll Learn

Module 4 teaches compliance and risk management. Risk management is part of any business. Fintech companies operate in more dynamic conditions that create unique risks. For the fintech industry, compliance is essential to bringing these risks under control. An effective compliance control does more than help the company follow regulations. This module is designed to address industry-wide challenges by providing professional training in Fintech Risk and Compliance. The course provides participants with the knowledge and skills required to conduct and manage evolving compliance functions within the financial services industry.

Minimum Entry Requirement

No prerequisites, but participants are strongly encouraged to go through the assigned pre-reading materials and videos, especially if one does not have any prior learning or working knowledge in the subject matter of this Module.

If the participant intends to register for the Chartered Fintech Professional examination following the completion of this training course, do note that an undergraduate degree from a recognised university or equivalent professional qualification is a compulsory enrolment requirement.