Advanced Certificate in Regtech Module 1: Regulatory Monitoring, Reporting and Compliance in the Finance Industry (synchronous E-Learning)

The overall objective of the course is to familiarise participants with current as well as upcoming regulations, corresponding monitoring, reporting and compliance requirements, and their impact on the wider Financial Services sector. In particular, we will study how regulations after the 2008 financial crisis have and are still resharing the financial services landscape.

What You'll Learn

At the end of the 2-day course, participants will:

â–a Be equipped with knowledge about common (and best) practices deployed by financial services companies to comply with regulations;

â–a Have gone through a variety of case studies understanding the challenges of conducting business in a highly competitive environment while adhering to regulation (e.g., offering payment services while managing compliance surveillance and financial crimes exposure);

â–a Be familiar with roles and responsibilities related to regulatory compliance management;

â–a Have an appreciation for the need of collaboration across key governance functions such as legal, compliance, risk management, and internal audit;

â–a Be able to identify issues in compliance and regulatory reporting that could benefit from the development of RegTech solutions.